Please note, this case is being submitted by the Publishing Director of the journal based on the advice of a senior COPE member because it relates to the conduct of the editor in chief of the journal. The editor in chief of the journal is aware that the case is being submitted.
2009年11月提交了一封投诉信,涉及在我们的一家期刊上发表的一篇社论,该社论完全由主编撰写。写投诉信的人坚持要保护他的匿名性,不让主编知道。这是因为在他看来,他以前是社论中提到的组织因干涉他们的业务而提起的骚扰诉讼(后来失败)的受害者。
这封信由两个阿莱gations: (i) that the content of the editorial contained numerous inaccuracies and unsubstantiated accusations and (ii) that the editorial had an undeclared conflict of interest as an individual (Dr X) involved with the organisation that the editorial mentioned had influenced the writing and appearance of the content without Dr X’s name being disclosed
The editor in chief was advised that this communication had been received and was informed about both allegations (on an anonymised basis). The Editor responded to state that Dr X was well known to him and that he had been asked to help with the editorial because of his superior use of English. Dr X had originally been asked to be a co-author of the editorial but had refused. The editor stated that it was true that Dr X had had some influence on this editorial but the content of this editorial was fully his intellectual product for which he bore all responsibility.
编辑断然否认存在未披露的利益冲突,最后要求提出指控的人公开此事,并致函编辑。在我们的回复中,我们建议,既然X博士帮助完善了文本,他们的名字应该在社论的结尾宣布,特别是因为X博士参与了社论提到的组织。我们要求编辑进一步澄清X博士参与社论的情况。编辑回答说,X博士是他的论文的审稿人,作为编辑,他不同意将X博士参与撰写社论的情况向期刊读者作一般性甚至具体的披露。他重申,如果提出指控的人向编辑提交一封信,他将准备进行公开辩论。
We responded to the editor to say we believed that the editor was confusing his role as author and editor. That as an editor, since he authored an article in which he viewed Dr X as taking the role of expert reviewer, then the paper should not have been handled by him as editor but should have been passed to another editor to make the decision about whether the editorial was suitable for publication. As the author of the article, he was required to disclose the involvement of Dr X who helped him to write it.
The editor responded and stated that he agreed there was some confusion between the roles of editor and author but that he did not see how the roles could be separated and reiterated that he would only respond to the allegations if a letter to the editor was openly submitted to him.
Despite further communication with the editor, no further progress has been made and the matter has been left with us advising the editor that it is not acceptable to us as owner and publisher of the journal to have published an editorial authored by the editor in chief who has subsequently admitted to us in writing that there was a further individual involved in the writing and preparation of the editorial whose name has not been disclosed to the readers of the journal. We advised the editor that if he remained unwilling to comply with our request that we would have to consider what further action to take which may involve taking this matter to COPE.
With regard to the second allegation, we advised the editor that we would be obtaining independent evaluation of the content of the article. The editorial was sent out to three independent experts. The outcome of these was that one reviewer supported publication of the editorial whereas the other two opposed publication. Given this mixture of reviews, we have not taken this matter any further and are still hopeful that the person making the initial anonymous complaint may still decide to write a letter to the editor to bring his concerns into the open.
We would appreciate the advice of COPE as to what next steps we should now take.
The Forum agreed that this was an interesting case but felt that it needed more information. Some members questioned the nature of the complaint. Is it not acceptable for editors to write editorials and express their own views? That might be viewed as part of the editor’s job. However, the publisher confirmed that she was unable to disclose any more details without breaking confidentiality but that the content of the editorial was also an issue.
鉴于出版商无法提供任何进一步的细节,论坛集中讨论了利益冲突问题。看来编辑已经承认有利益冲突,但拒绝发表这一事实。所有人都同意,无论是否公开向编辑提交了一封信,编辑都应披露他在杂志中的利益冲突。论坛的建议是鼓励申诉人写信给编辑,编辑可以答复并宣布其利益冲突,因此辩论将在公共领域进行。尽管出版商提到她曾尝试过这条路线,但没有成功,她还是被鼓励再次尝试这条路线。如果这样做失败,其他建议是召集一次半正式的调查,并任命一名独立顾问或审判员。然而,编辑最终要对出版商负责,出版商必须决定是否需要纪律处分。